联合同化MODIS地表温度与机载L波段微波亮度温度估计土壤水分

构建了基于通用陆面模型(CoLM,Common Land Model)、微波辐射传输模型L-MEB(Lband Microwave Emission of the Biosphere)和集合平滑算法(EnKS,Ensemble Kalman Smoother)的土壤水分数据同化框架,用于联合同化MODIS地表温度和机载L波段被动微波亮温数据。以2012年HiWATER试验期间中游大满超级站为实验站点,分析了3种LAI数据产品对土壤温度模拟结果的影响,进而分析了联合同化地表温度和微波亮度温度对土壤水分估计结果的影响。研究结果表明:3种LAI数据对土壤温度模拟结果的影响显著,MODIS LAI产品在该研究区显著低估,导致土壤温度模拟结果高估4~6K;同化亮度温度、同化地表温度以及联合同化两者均可以改进土壤水分的估计精度,联合同化地表温度和亮度温度对于土壤水分的改进最为显著,土壤水分同化结果的RMSE减少31%~53%。     

基于微波遥感和陆面模型的流域土壤水分研究

土壤水分是陆地水文的重要因子。微波遥感是测量土壤水分的一种重要方法。本文总结了基于微波遥感和陆面模型的土壤水分监测方法,包括被动微波法、主动微波法、主被动微波结合法、陆面模型模拟法和数据同化法五种。被动微波对表面土壤水分敏感,但其空间分辨率低;主动微波具有较好的分辨率但运作费用也较高;主被动微波结合则能够充分利用各自的优势。陆面模型在研究中也有重要作用,通过模型模拟能够得到根区土壤水分。而将观测值同化到模型的数据同化法,则能极大的提高土壤水分估计的能力。通过比较,指出数据同化是最有前景的研究领域。     

同化FY-3C/MWHTS观测资料反演的海面气压场对台风数值预报的影响

由中国风云三号C星（FY-3C）搭载的微波温湿探测仪（MWHTS）的亮温观测资料能够实时反演得到高分辨率、高精度的海面气压场。基于三维变分同化方法将FY-3C/MWHTS观测资料反演的海面气压场同化进入中尺度天气研究与预报（Weather Research and Forecasting, WRF）模式,以台风“Maria”和“Noru”为例,通过控制实验和同化试验的对比分析,探讨了同化反演的海面气压场对台风数值预报的影响。初始化敏感性试验结果表明,同化海面气压场使初始时刻台风中心气压与位置更接近实况,并且调整了台风初始温度场和风场的结构和分布。台风的数值预报结果表明:同化反演的海面气压场能够改进台风的路径和强度预报精度。     

基于双EnKF的土壤水分与土壤属性参数同时估计

为提高土壤水分数据同化结果的精度,将基于双集合卡尔曼滤波(Dual Ensemble Kalman Filter,DEnKF)的状态-参数估计方案与简单生物圈模型(simple biosphere model 2,SiB2)相结合,同时更新土壤水分和优化模型参数(土壤属性参数)。选用2008年6月1日~10月29日黑河上游阿柔冻融观测站为参考站,开展了同化表层土壤水分观测数据的实验。研究结果表明:DEnKF可同时优化土壤属性参数和改进土壤水分估计,该方法对表层土壤水分估计的精度0.04高于EnKF算法的精度0.05。当观测数据稀少时,DEnKF算法仍然可以得到较高精度的土壤水分估计,3层土壤水分的估计精度在0.02~0.05之间。     

陆面数据同化系统的研究综述

大气、海洋数据同化系统的完善和发展,促进了陆面数据同化系统的研究。本世纪初,随着北美(全球)陆面数据同化系统的建立,利用卫星、雷达数据同化地表土壤水分、地表温度、能量通量等工作正逐步展开。与此同时,陆面数据同化的研究也已经成为当前陆面过程和水文过程研究的热点。以北美(全球)陆面数据同化系统、欧洲陆面数据同化系统、中国西部陆面数据同化系统为例,对当前陆面数据同化系统的基本框架作了详细介绍;并指出了当前陆面数据同化系统发展中有待解决的若干问题。     

三维变分资料同化系统并行算法设计与实现

三维变分资料同化作为现在主流数值天气预报的同化方法,能够明显改善预报数据的质量.随着科学研究的逐渐深入以及科学探测仪器和计算机技术的不断发展,受计算量和内存需求量的限制,传统串行三维变分资料同化系统已无法满足高分辨率、高精确度数值预报的要求.所以,三维变分资料同化系统的并行设计与实现显得尤其重要.本文设计了混合二维区域剖分并行化方法及其通信算法库,并将其应用于国家气象局三维变分同化系统3DVAR.数值试验表明,系统128核的并行效率相对于2核高达72％,具有良好的加速效果;同时,内存需求也随处理器个数的增加而成倍减少,满足了高分辨率预报的要求.     

灌区土壤水分空间变异及监测方法研究

根据灌区田间实测资料,利用地统计学法和传统统计学方法,对灌区土壤水分的空间变异性进行了研究,得到典型斗渠土壤水分空间分布的特点,并以此为基础提出了灌区土壤水分监测分区原则、各分区取样数目的确定及取样点分布方法,为建立合理的灌区土壤水分监测系统,获得实时准确的灌区土壤水分状态,进行适宜的灌溉预报提供依据.     

土壤水分模拟与墒情预报模型研究进展

土壤墒情预报是在土壤水分模拟模型的基础上对农田耕作层土壤水分的增长和消退程度所进行的预报.墒情预报是灌溉预报的基础,对于水资源短缺条件下农田水分的合理调控具有重要意义.墒情预报模型可以分为确定性模型与随机性模型两大类,其中确定性模型包括水量平衡模型、土壤-植物-大气连续体(SPAC)水分传输模型、SPAC水热耦合传输模型等,随机性模型包括数理统计模型(包括回归模型、时间序列模型、人工神经网络模型等)、随机水量平衡模型与随机土壤水动力学模型等.本文对各类墒情预报模型进行比较,并对其发展趋势进行了展望.     

土壤水分模拟与墒情预报模型研究进展

土壤墒情预报是在土壤水分模拟模型的基础上对农田耕作层土壤水分的增长和消退程度所进行的预报。墒情预报是灌溉预报的基础,对于水资源短缺条件下农田水分的合理调控具有重要意义。墒情预报模型可以分为确定性模型与随机性模型两大类,其中确定性模型包括水量平衡模型、土壤-植物-大气连续体(SPAC)水分传输模型、SPAC水热耦合传输模型等,随机性模型包括数理统计模型(包括回归模型、时间序列模型、人工神经网络模型等)、随机水量平衡模型与随机土壤水动力学模型等。本对各类墒情预报模型进行比较,并对其发展趋势进行了展望。     

基于数据同化的图像融合方法研究

数据同化凭借其在数值预报中将观测数据与理论模型相结合的特点,目前广泛应用于遥感图像处理及图像融合领域。文中介绍了数据同化的含义和数据同化系统的构成,并分析了其应用于图像融合的原理;结合现有的研究成果着重分析了数据同化框架下结合不同优化算法的图像融合方法,并对其进行分类比较,给出了各方法的优缺点和研究成果及应用;最后在总结了各种基于数据同化的图像融合方法普遍存在的问题的基础上,探讨了进一步发展与研究的方向。     

A soil moisture assimilation scheme based on the microwave Land Emissivity Model and the Community Land Model

Applications of microwave remote-sensing data in land data assimilation are a topic of current interest and importance due to their high temporal and spatial resolution and availability. However, there have been few studies on land surface sub-grid scale heterogeneity and calculating microwave wetland surface emissivity when directly assimilating gridded Advanced Microwave Scanning Radiometer-Earth Observing System (AMSR-E) satellite brightness temperature (BT) data to estimate soil moisture. How to assimilate gridded AMSR-E BT data for land surface model (LSM) grid cells including various land cover types, especially wetland, is worthy of careful study. The ensemble Kalman filter (EnKF) method is able to resolve the non-linearity and discontinuity in forecast and observation operators, and is widely used in land data assimilation. In this study, considering the influences of land surface sub-grid scale heterogeneity, a satellite data simulation scheme based on the National Center for Atmosphere Research (NCAR) Community Land Model version 2.0 (CLM2.0), microwave Land Emissivity Model (LandEM), Shuffled Complex Evolution (SCE-UA) algorithm and AMSR-E BT observation data is presented to simulate AMSR-E BT data and calibrate microwave wetland surface emissivity; then, a soil moisture data assimilation scheme is developed to directly assimilate the gridded AMSR-E BT data, which consists of the CLM2.0, LandEM and EnKF. The experimental results indicate that the calibrated microwave wetland surface emissivities possess excellent transportability, and that the assimilation scheme is practical and can significantly improve soil moisture estimation accuracy. This study provides a promising solution to improve soil moisture estimation accuracy through directly assimilating gridded AMSR-E BT data for various land cover types such as bare soil, vegetation, snow, lake and wetland.     

被动微波遥感土壤水分反演研究综述

由于微波具有全天候、穿透性以及不受云的影响等特征,使其在遥感研究全球变化中具有越来越大的优势。在微波传感器技术发展的过程中,人们通过研究发现被动微波遥感是反演土壤水分的各种技术中最有效的方法之一,而植被覆盖地区的土壤水分反演是反演算法中的难点。简略地介绍针对裸地的Q/P模型和针对植被的τ-ω模型,以及主要土壤水分反演算法。     

Impact of surface heterogeneity on surface soil moisture retrievals from passive microwave data at the regional scale: The Upper Danube case

Water and energy fluxes at the interface between the land surface and atmosphere are strongly depending on the surface soil moisture content which is highly variable in space and time. The sensitivity of active and passive microwave remote sensing data to surface soil moisture content has been investigated in numerous studies. Recent satellite borne mission concepts, as e.g. the SMOS mission, are dedicated to provide global soil moisture information with a temporal frequency of 1-3 days to capture it's high temporal dynamics. Passive satellite microwave sensors have spatial resolutions in the order of tens of kilometres. The retrieved soil moisture fields from that sensors therefore represent surface information which is integrated over large areas. It has been shown that the heterogeneity within an image pixel might have considerable impact on the accuracy of soil moisture retrievals from passive microwave data.The paper investigates the impact of land surface heterogeneity on soil moisture retrievals from L-band passive microwave data at different spatial scales between 1 km and 40 km. The impact of sensor noise and quality of ancillary information is explicitly considered. A synthetic study is conducted where brightness temperature observations are generated using simulated land surface conditions. Soil moisture information is retrieved from these simulated observations using an iterative approach based on multiangular observations of brightness temperature. The soil moisture retrieval uncertainties resulting from the heterogeneity within the image pixels as well as the uncertainties in the a priori knowledge of surface temperature data and due to sensor noise, is investigated at different spatial scales. The investigations are made for a heterogeneous hydrological catchment in Southern Germany (Upper Danube) which is dedicated to serve as a calibration and validation site for the SMOS mission.     

Retrieval of daily evolution of soil moisture from satellite-derived land surface temperature and net surface shortwave radiation

Soil moisture is a key parameter in water balance, and it serves as the core and link in atmosphere–vegetation–soil–groundwater systems. Soil moisture directly affects the accuracy of the simulation and prediction conducted by hydrological and atmospheric models. This article aims to develop a new model to retrieve the daily evolution of soil moisture with time series of land surface temperature (LST) and net surface shortwave radiation (NSSR). First, for the time series of soil moisture, LST and NSSR daytime data were simulated by the common land model (CoLM) with different soil types in bare soil areas. Based on these data, the variations between soil moisture and LST-NSSR during the daytime with different soil types were analysed, and a plane function was used to fit the daily evolution of soil moisture and the time series of LST and NSSR data. Further study proved that the coefficients of the soil moisture retrieval model are not sensitive to soil type. Then, a relationship model between the daily evolution of soil moisture and the time series of LST-NSSR was developed and validated using the data simulated by CoLM with different soil types and different atmospheric conditions. To demonstrate the feasibility of the soil moisture retrieval method proposed in this study, it was applied to the African continent with data from the METEOSAT Second Generation Spinning Enhanced Visible and Infrared Imager (MSG–SEVIRI) geostationary satellite. The results show that the variation of soil moisture content can be quantitatively estimated directly by the method at the regional scale with some reasonable assumptions. This study can provide a new method for monitoring the variation of soil moisture, and it also indicates a new direction for deriving the daily variation of soil moisture using the information from the time series of the land surface variables.     

青藏高原L波段微波辐射观测与土壤水分反演研究进展

土壤水分是地气间水热交换的重要变量,影响着地表感热潜热划分、水分收支和植被蒸腾等过程,青藏高原土壤水分的研究对于改进高原水分循环和能量平衡的模拟研究具有重要意义。随着SMOS、SMAP等卫星的发射,L波段被动微波遥感技术成为大尺度监测土壤水分的主要手段。分别从L波段星—机—地观测与微波辐射模拟、区域尺度土壤水分观测、卫星产品评估与土壤水分反演算法发展等方面系统回顾和总结了近年来L波段被动微波遥感及其土壤水分反演算法、产品在青藏高原的主要应用与研究进展。在此基础上,归纳了当前高原L波段被动微波辐射模拟与土壤水分反演存在的问题,主要包括缺乏高原尺度的微波辐射模拟评估和改进的卫星土壤水分产品、土壤冻结时期的水分监测产品依然缺失等问题。针对存在的问题,进一步提出了相关建议与展望,建议今后的研究应加强高原尺度的微波辐射模拟评估与土壤水分产品改进工作,并积极拓展土壤水分产品在高原水分循环和能量平衡模拟、植被生长与干旱监测的应用研究。     

卷积神经网络提取风云影像土壤湿度

目的 时空分辨率较高的土壤湿度数据对于生产实践和科学研究具有重要意义。以国产的风云气象卫星为数据源,利用卷积神经网络自主学习输入变量间深层关联的优势,获取高质量土壤湿度数据,为科学研究和生产实践服务。方法 首先构建了一个土壤湿度提取卷积神经网络（soil moisture convolutional neural network,SMCNN）,SMCNN由温度子网络和土壤湿度子网络构成,每个子网络均包含特征提取器和编码器。特征提取器用于为每个像素生成一个特征向量,其中温度子网络的特征提取器由11个卷积层组成,湿度子网络的特征提取器由9个卷积层组成,卷积层均使用1×1的卷积核。编码器用于将提取到的特征拟合为目标变量。两个子网络均使用平均方差作为损失函数。使用随机梯度下降算法对模型进行训练,最后利用训练好的模型提取区域土壤湿度数据。结果 选择宁夏回族自治区为实验区,利用获取的2016-2019年风云3D影像和相应地面站点数据作为实验数据,选择线性回归模型、BP（back propagation）神经网络模型作为对比模型开展数据实验,选择均方根误差作为评价指标。实验结果表明,SMCNN的均方根误差为0.006 7,优于对比模型,SMCNN模型在从风云影像中提取土壤湿度方面具有优势。结论 本文利用卷积神经网络分别构建用于反演地表温度和土壤湿度的子网络,再组成一个完整的土壤湿度反演网络结构,从风云3D数据中获取数值精度、时空分辨率均较高的土壤湿度数据,满足了科学研究和生产实践对大范围高精度土壤湿度数据的需求。     

Experiments of one-dimensional soil moisture assimilation system based on ensemble Kalman filter

Ensemble Kalman filter is a new sequential data assimilation algorithm which was originally developed for atmospheric and oceanographic data assimilation. It can be applied to calculate error covariance matrix through Monte-Carlo simulation. This approach is able to resolve the nonlinearity and discontinuity existed within model operator and observation operator. When observation data are assimilated at each time step, error covariances are estimated from the phase-space distribution of an ensemble of model states. The error statistics is then used to calculate Kalman gain matrix and analysis increments. In this study, we develop a one-dimensional soil moisture data assimilation system based on ensemble Kalman filter, the Simple Biosphere Model (SiB2) and microwave radiation transfer model (AIEM, advanced integration equation model). We conduct numerical experiments to assimilate in situ soil surface moisture measurements and low-frequency passive microwave remote sensing data into a land surface model, respectively. The results indicate that data assimilation can significantly improve the soil surface moisture estimation. The improvement in root zone is related to the model bias errors at surface layer and root zone. The soil moisture does not vary significantly in deep layer. Additionally, the ensemble Kalman filter is predominant in dealing with the nonlinearity of model operator and observation operator. It is practical and effective for assimilating observations in situ and remotely sensed data into land surface models.     

FY-3微波成像仪地表参数反演研究

风云3号卫星FY-3是实现全球、全天候、三维、定量、多光谱遥感的我国第2代极轨气象卫星系列。风云3号气象卫星资料中含有丰富的生态环境变化信息,既可以用于对水、火、冰、雪等灾害的监测,也可以用于对植被、土地利用、气溶胶参量的分析。这些结果将会对农业、林业、环境、市政、交通以及政府决策部门提供有效的决策服务。其中搭载的微波成像仪为我国第一个星载微波遥感仪器,其设计频率为10.65 GHz、18.7 GHz、23.8 GHz、36.5 GHz、89 GHz,每个频率有V、H两种不同极化模式,相应的星下点空间分辨率分别为51 km×85 km、30 km×50 km、27 km×45 km、18 km×30 km、9 km×15 km根据FY-3微波成像仪传感器参数特性,利用微波地表辐射传输方程,在10.65、18.7 GHz频段上模拟了地表微波辐射特性,在此基础上建立了地表参数反演算法, 可以同时得到地表土壤水分和地表温度参数。     

A comparison study on empirical microwave soil moisture downscaling methods based on the integration of microwave-optical/IR data on the Tibetan Plateau

Soil moisture plays a vital role in land surface energy and the water cycle. Microwave remote sensing is widely used because of the physically based relationship between the land surface emission observed and soil moisture. However, the application of retrieved soil moisture data is restricted by its coarse spatial resolution. To overcome this weakness, downscaling methods should be developed to disaggregate coarse resolution microwave soil moisture data to fine resolution. The traditional method is the microwave-optical/IR synergistic approach, in which land surface temperature, vegetation index, and surface albedo are key parameters. Five purely empirical methods based on the triangle feature are selected in this study. To evaluate their performance on downscaling microwave soil moisture, these methods are applied to the Zoige Plateau in China using the Advanced Microwave Scanning Radiometer on the Earth Observing System (AMSR-E) Land Parameter Retrieval Model (LPRM) soil moisture product and Moderate Resolution Imaging Spectroradiometer (MODIS) optical/IR products. The coarse-resolution AMSR-E LPRM soil moisture data are disaggregated into the high resolution of the MODIS product, and the surface soil moisture measurements of the Maqu soil moisture observation network located in the plateau are used to validate the downscaling results. Results show that (1) the relationship models used in these methods can generally capture the variation in soil moisture, with R² around 0.6, but have a relatively high uncertainty under conditions of high soil moisture; (2) the methods can provide high-resolution soil moisture distribution, but the downscaled soil moisture presents a low level correlation with field measurements at different spatial and temporal scales. This comparative study provides insight into the performance of popular purely empirical downscaling methods on enhancing the spatial resolution of soil moisture on the Tibetan Plateau. Although synergistic methods can improve the spatial resolution of AMSR-E soil moisture data, additional studies are needed to exclude the uncertainty from AMSR-E soil moisture estimation, the low sensitivity of the relationship model under high soil moisture, and the spatial representativeness difference between coarse pixels and point measurement.