在相关多入多出(MIMO)信道中的可变速率多用户分集技术

在本篇文章中,我们研究基于MIMO虚拟信道表述的可变速率多用户分集技术.为实现慢衰落相关信道中的多用户分集,本文在发射端采用随机波束成形技术,并提出一种新的利用MIMO虚拟信道来产生随机波束成形矩阵的方法.同时,我们对期望用户的子信道采用自适应编码调制技术,以进一步提高系统性能.     

Opportunistic eigenbeamforming: Exploiting multiuser diversity and channel correlations

Multiuser diversity is an inherent form of diversity present in any time-varying system with several users. An opportunistic scheduler has to be used in order to exploit this type of diversity. A scheme that increases the effective dynamic range of the channel by deploying multiple antennas at the transmitter is called opportunistic beamforming. Opportunistic beamforming increases the degree of multiuser diversity in several scenarios, including correlated channels. Nevertheless, multiuser diversity can also be combined with other transmit schemes that have proven to be effective in correlated channels, such as eigenbeamforming. Eigenbeamforming is a point-to-point link transmit technique that could easily be combined with an opportunistic scheduler to extract multiuser diversity. We refer to the joint use of eigenbeamforming with an opportunistic scheduler as opportunistic eigenbeamforming. In this work, we show that the available multiuser diversity with opportunistic eigenbeamforming is larger than the one achieved when opportunistic beamforming is employed using the proportional fair scheduler under different degrees of correlation in the channel. In the present work we have considered a single-cell scenario.     

利用公共信道部分反馈信道信息的多用户分集方案及其性能

通过定量分析利用随机波束成型技术的多用户分集系统的吞吐率性能,在此基础上提出利用公共信道部分反馈信道信息的多用户分集方案并分析了它的性能,证明通过设置合理的门限,部分反馈信道度量几乎不降低系统吞吐率,但可以大量节省上行反馈的开销,当采用合适的多址方式,在一定带宽下,系统可以容纳更多的用户。     

SPATIAL COMPATIBLE USER GROUPING ALGORITHM FOR MULTIUSER MIMO SYSTEMS

A spatial compatible user grouping algorithm is proposed to reduce CoChannel Interference （CCI） in Space Division Multiple Access （SDMA） multiuser Multiple Input Multiple Output （MIMO） systems. We evaluate the interferences among Users by use of distances between row spaces spanned by users＇ channel matrixes, then control frequency sharing according to the compatible user grouping algorithm. Results show that the row space distance algorithm outperforms others because it can fully utilize the information from users＇ channel matrixes, especially the matrix structure information. The results also prove that the algorithm based on channel matrix structure analysis is a better candidate for spatial compatibility approximation.     

Opportunistic Beamforming over Rayleigh Channels with Partial Side Information

In recent years, diversity techniques have evolved into highly attractive technology for wireless communications in different forms. For instance, the channel fluctuations of the users in a network are exploited as multiuser diversity by scheduling the user with the best signal-to-noise ratio (SNR). When fading is slow, beamforming at a multiple antenna transmitter is used to induce artificial channel fluctuations to ensure multiuser diversity in the network. Such a beamforming scheme is called opportunistic beamforming since the transmitter uses random beamforming to artificially induce opportunism in the network [1]. Opportunism requires a large number of users in the system in order to reach the performance of the true beamforming that uses perfect channel state information (CSI). In this paper we investigate the benefit of having partial CSI at an opportunistic transmitter. In the investigation, we focus on the maximum normalized SNR scheduling where user?s feedback consists of SNR relative to its channel gain. We show that opportunism can be beneficially used to increase the average throughput of the system. Simulations support the analytical average throughput results obtained as the amount of CSI and the number of users vary.     

Rank-defective millimeter-wave channel estimation based on subspace-compressive sensing

Millimeter-wave communication (mmWC) is considered as one of the pioneer candidates for 5G indoor and outdoor systems in E-band. To subdue the channel propagation characteristics in this band, high dimensional antenna arrays need to be deployed at both the base station (BS) and mobile sets (MS). Unlike the conventional MIMO systems, Millimeter-wave (mmW) systems lay away to employ the power predatory equipment such as ADC or RF chain in each branch of MIMO system because of hardware constraints. Such systems leverage to the hybrid precoding (combining) architecture for downlink deployment. Because there is a large array at the transceiver, it is impossible to estimate the channel by conventional methods. This paper develops a new algorithm to estimate the mmW channel by exploiting the sparse nature of the channel. The main contribution is the representation of a sparse channel model and the exploitation of a modified approach based on Multiple Measurement Vector (MMV) greedy sparse framework and subspace method of Multiple Signal Classification (MUSIC) which work together to recover the indices of non-zero elements of an unknown channel matrix when the rank of the channel matrix is defected. In practical rank-defective channels, MUSIC fails, and we need to propose new extended MUSIC approaches based on subspace enhancement to compensate the limitation of MUSIC. Simulation results indicate that our proposed extended MUSIC algorithms will have proper performances and moderate computational speeds, and that they are even able to work in channels with an unknown sparsity level.     

基于信道相关统计及有限反馈的多基站协作波束成型

为减少多基站协作波束成形系统中基站间的信息交换量和用户信道信息反馈量,提出一种基站联合利用有限反馈信道参数和信道空间相关矩阵估计信道矢量函数的方法;基于所估计的信道矢量函数,提出一种多基站协作扩展迫零波束成形算法。相比已有的多基站协作波束成形方案,所提算法能在反馈/回程开销和系统性能之间取得更合理的折中,计算仿真验证了所提算法的有效性。     

Enhanced Unitary Beamforming Scheme for Limited-Feedback Multiuser MIMO Systems

In this letter, we consider practical downlink multiuser multiple-input multiple-output systems where each user has multiple antennas and codebook-based limited channel feedback is available at base station. We propose a preprocessing scheme for downlink transmission where a unitary beamforming matrix is used. Firstly, we propose how to construct the unitary matrix that maximizes sum rate. Secondly, we propose a codebook-based channel feedback method for the proposed beamforming method. Numerical results show that the proposed scheme outperforms conventional zero-forcing beamforming scheme in terms of sum rate.     

Performance analysis of dynamic channel allocation based on the greedy approach for orthogonal frequency‐division multiple access downlink systems

This paper presents a performance analysis of dynamic channel allocation (DCA) based on the greedy approach (GA) for orthogonal frequency‐division multiple access downlink systems over Rayleigh fading channels. The GA‐based DCA achieves its performance improvement using multiuser diversity. We analyze the statistics of the number of allocable users that represents the multiuser diversity order at each allocation process. The derived statistics are then used to analyze the performance of GA‐based DCA. The analysis results show that the number of subcarriers allocated to each user must be equal to achieve the maximum system performance based on outage probability and data throughput. Copyright © 2011 John Wiley & Sons, Ltd.     

Low complexity margin adaptive resource allocation in downlink MIMO-OFDMA system

We study the downlink multiuser Multiple Input Multiple Output-Orthogonal Frequency Division Multiple Access (MIMO-OFDMA) system for margin adaptive resource allocation where the Base Station (BS) has to satisfy individual Quality of Service (QoS) constraints of the users subject to transmit power minimization. Low complexity solutions involve beamforming techniques for multiuser inter-stream interference cancellation. However, when beamforming is introduced in the margin adaptive objective, it becomes a joint beamforming and resource allocation problem. We propose a sub-optimal twostep solution which decouples beamforming from subcarrier and power allocation. First a reduced number of user groups are formed and then the problem is formulated as a convex optimization problem. Finally an efficient algorithm is developed which allocates the best user group to each subcarrier. Simulation results reveal comparable performance with the hugely complex optimal solution.     

MIMO广播信道中联合多用户速率和延迟约束调度的研究

该文给出了一种多入多出高斯广播信道中具有延迟约束的多用户无线数据包的传输方案。首先,在信道的QR分解及脏纸编码基础上,通过贪婪算法获取多用户分集与包延迟约束之间的有效结合。其次,将包到达速率、可达服务速率、用户数以及传输天线数构成一优化问题,得到最佳的用户组合及调度周期。最后,在不同用户数及发射天线数情况下对该方案进行了性能仿真,仿真结果表明:在满足包传递最小延迟等待要求的同时,得到了传输容量的最大化。     

Downlink channel covariance matrix (DCCM) estimation and itsapplications in wireless DS-CDMA systems

The downlink channel covariance matrix (DCCM) is of vital importance in determining downlink beamforming weights for base station (BS) antenna array systems. For the frequency-division-duplex (FDD) mode, DCCM is difficult to obtain due to a lack of direct measurement of downlink channel responses. In this paper, a novel technique is proposed for estimating DCCM using uplink channel responses only, which does not need direction-of-arrival (DOA) estimation and its association. The downlink beamforming scheme is then proposed for wireless DS-CDMA systems, using the obtained DCCM information together with the so-called virtual uplink beamforming and power control technique. Computer simulations show that using the BS antenna array together with this new beamforming technique can provide larger system capacity than traditional DOA-based approaches, which just direct the main beam toward the desired user     

一种基于特定干扰图样的下行多用户MIMO预编码方法

本文在研究线性迫零类下行多用户MIMO预编码方法的基础上,提出了一种适用于单天线用户的预编码矩阵生成方法.利用信道补矩阵的奇异值分解,可以将下行多用户MIMO信道分解为多个带有基于干扰图样产生的多用户干扰的并行单用户信道.同时本文给出了一种特殊的干扰图样以及相应的显式参数优化方法,包括波束成型和功率分配.通过计算机仿真,重点在4天线场景下分析了该预编码器的系统性能.结果显示,相对于线性迫零类算法,本文提出的预编码方法可以有效的提高系统性能.在Pout等于0.1时,相对于单天线的BD方法,PBIF-Rp将损耗信道容量提高了超过45%,而PBIF-Op提高了100%以上.仿真结果和分析都证明了本方法的进一步研究的潜力.     

Joint channel and carrier offset estimation in CDMA communications

This paper addresses the problem of CDMA multiuser detection in the presence of unknown multipath channels and residual carriers. An analytic algorithm that provides closed-form channel and carrier offset estimates is proposed. The algorithm first converts the multiuser estimation problem into single- user problems and then analytically solves the resulting nonlinear multivariate optimization problems using a polynomial matrix projection property. The performance of the proposed algorithm is investigated: through first-order perturbation analysis. We also calculate the Cramer-Rao bound (CRB) to illustrate the efficiency of the new algorithm. The analyzes are supported by computer simulations     

Spatial multiplexing in correlated fading via the virtual channel representation

Spatial multiplexing techniques send independent data streams on different transmit antennas to maximally exploit the capacity of multiple-input multiple-output (MIMO) fading channels. Most existing multiplexing techniques are based on an idealized MIMO channel model representing a rich scattering environment. Realistic channels corresponding to scattering clusters exhibit correlated fading and can significantly compromise the performance of such techniques. In this paper, we study the design and performance of spatial multiplexing techniques based on a virtual representation of realistic MIMO fading channels. Since the nonvanishing elements of the virtual channel matrix are uncorrelated, they capture the essential degrees of freedom in the channel and provide a simple characterization of channel statistics. In particular, the pairwise-error probability (PEP) analysis for correlated channels is greatly simplified in the virtual representation. Using the PEP analysis, various precoding schemes are introduced to improve performance in virtual channels. Unitary precoding is proposed to provide robustness to unknown channel statistics. Nonunitary precoding techniques are proposed to exploit channel structure when channel statistics are known at the transmitter. Numerical results are presented to illustrate the attractive performance of the precoding techniques.     

基于信道反馈的MIMO-OFDM系统多用户分集研究

利用包含信道质量的反馈信息,多用户分集能显著提高无线通信系统的性能。然而,在多载波多天线(MIMO-OFDM)的架构下, 反馈所有用户的所有信道质量信息(CQI)将占据大量的无线资源,从而降低了频谱效率,因此各种有限信道反馈算法被提出来减少系统的反馈开销。该文主要研究了基于两种典型的有限信道反馈的多用户分集增益,并与理想反馈进行了对比。系统平均频谱效率数学表达式的推导考虑了可选调制方式有限的特性,更符合实际。仿真用于评估各种反馈算法下的多用户分集性能,其结果与理论分析相当匹配。并且只要恰当地选取反馈参数,有限信道反馈算法可以在不损失多用户分集增益的前提下,极大的降低反馈开销,这为设计实际系统的信道反馈提供了参考。     

多用户MISO干扰信道中的安全协同波束成形

针对多用户多输入单输出(MISO, multiple-input single-output)干扰信道中保密信息泄露问题,提出了理想信道状态信息(CSI, channel state information)下的安全协同波束成形(SCB, secure coordinated beamforming)方案和非理想CSI下的顽健安全协同波束成形(RSCB, robust secure coordinated beamforming)方案。对于理想CSI情况,联合设计最优的协同波束成形向量,最大化最小安全速率。采用半定松弛(SDR, semidefinite relaxation)技术和连续的凸估计(SCA, successive convex approximation)算法得到原始非凸问题的局部最优解。进一步,将该框架扩展到信道向量和信道协方差矩阵存在确定误差的情况,提出的RSCB方案能够最大化最差情况的安全速率。仿真结果验证了所提方案的有效性和顽健性。     

On transceiver design and channel quantization for downlink multiuser MIMO systems with limited feedback

We consider a MIMO broadcast channel where both the transmitter and receivers are equipped with multiple antennas. Channel state information at the transmitter (CSIT) is obtained through limited (i.e., finite-bandwidth) feedback from the receivers that index a set of precoding vectors contained in a predefined codebook. We propose a novel transceiver architecture based on zero-forcing beamforming and linear receiver combining. The receiver combining and quantization for CSIT feedback are jointly designed in order to maximize the expected SINR for each user. We provide an analytic characterization of the achievable throughput in the case of many users and show how additional receive antennas or higher multiuser diversity can reduce the required feedback rate to achieve a target throughput.We also propose a design methodology for generating codebooks tailored for arbitrary spatial correlation statistics. The resulting codebooks have a tree structure that can be utilized in time-correlated MIMO channels to significantly reduce feedback overhead. Simulation results show the effectiveness of the overall transceiver design strategy and codebook design methodology compared to prior techniques in a variety of correlation environments.     

Performance of Orthogonal Beamforming for SDMA With Limited Feedback

On the multiantenna broadcast channel, the spatial degrees of freedom support simultaneous transmission to multiple users. The optimal multiuser transmission, which is known as dirty paper coding, is not directly realizable. Moreover, close-to-optimal solutions such as Tomlinson-Harashima precoding are sensitive to channel state information (CSI) inaccuracy. This paper considers a more practical design called per user unitary and rate control (PU2RC), which has been proposed for emerging cellular standards. PU2RC supports multiuser simultaneous transmission, enables limited feedback, and is capable of exploiting multiuser diversity. Its key feature is an orthogonal beamforming (or precoding) constraint, where each user selects a beamformer (or precoder) from a codebook of multiple orthonormal bases. In this paper, the asymptotic throughput scaling laws for PU2RC with a large user pool are derived for different regimes of the signal-to-noise ratio (SNR). In the multiuser interference-limited regime, the throughput of PU2RC is shown to logarithmically scale with the number of users. In the normal SNR and noise-limited regimes, the throughput is found to scale double logarithmically with the number of users and linearly with the number of antennas at the base station. In addition, numerical results show that PU2RC achieves higher throughput and is more robust against CSI quantization errors than the popular alternative of zero-forcing beamforming if the number of users is sufficiently large.     

Opportunistic beamforming using dumb antennas

Multiuser diversity is a form of diversity inherent in a wireless network, provided by independent time-varying channels across the different users. The diversity benefit is exploited by tracking the channel fluctuations of the users and scheduling transmissions to users when their instantaneous channel quality is near the peak. The diversity gain increases with the dynamic range of the fluctuations and is thus limited in environments with little scattering and/or slow fading. In such environments, we propose the use of multiple transmit antennas to induce large and fast channel fluctuations so that multiuser diversity can still be exploited. The scheme can be interpreted as opportunistic beamforming and we show that true beamforming gains can be achieved when there are sufficient users, even though very limited channel feedback is needed. Furthermore, in a cellular system, the scheme plays an additional role of opportunistic nulling of the interference created on users of adjacent cells. We discuss the design implications of implementing. this scheme in a complete wireless system